Intermolecular, Inc
2011
Selling Group Member
in Connection with
$97 million Initial
Public Offering
|
InvenSense, Inc.
2011
Selling Group Member
in Connection with
$75 million Initial
Public Offering
|
Ventrus
Biosciences, Inc.
2011
Selling Group Member
in Connection with
$45 million
Secondary Offering
|
Gevo, Inc.
2011
Selling Group Member
in Connection with
$107 million Initial
Public Offering
|
NeoPhotonics Corp.
2011
Selling
Group Member
in Connection with
$83
million Initial
Public Offering
|
Codexis, Inc.
2010
Selling Group Member
in Connection with
$78 million Initial
Public Offering
|
A123 Systems, Inc.
2009
Selling
Group Member
in Connection with
$378
million Initial
Public Offering
|
Southwest NanoTechnologies
2009
Placement Agent in Connection with $3 million Equity Investment
|
LivinGreen Materials
2009
Financial Advisor in Connection with Company Formation
|
*MMFX Technologies
2008
Exclusive
Placement Agent in
Connection with $55 million Secured Debt Financing |
*Southwest NanoTechnologies
2007
Placement Agent in Connection with $5 million Equity Investment |
*Starfire Systems
2007
Exclusive Placement Agent in Connection with $10 million Equity Investment |
*Luna Innovations
2006
Selling Group Member in Connection with $21 million Initial Public Offering |
*pSivida Ltd
2005
Placement Agent in Connection with Completion of $5.6 million PIPE Transaction |
*Transactions with an "asterisk" indicate transactions that executives of Livingston Securities completed while at other firms. |