LIVINGSTON SECURITIES
5th Annual Livingston Nanotechnology Conference
Lighthouse Theater, New York City
December 7, 2009PAST EVENTS
American Bar Association
21st Century Infrastructure: Opportunities and Hurdles for Renewable Energy Development
American University College of Law
Washington DC
Scott Livingston, Speaker
September 10, 2009 4:15pm
Wake Forest Institute for Regenerative Medicine
Partnering with Industry and Investment
Winston-Salem NC
September 17, 2009-
LIVINGSTON SECURITIES
2nd Annual Healthcare Advanced & Nano Technology Conference
Lighthouse Theater, New York City
September 24, 2009 
Renewable Energy Finance Forum
REFF West
Palace Hotel, San Francisco CA
September 29 & 30, 2009
Scott Livingston, Keynote Speaker
September 30, 2009, 8:45am
Nano Renewable Energy Summit
Denver, CO
June 22-24, 2009
Scott Livingston, Keynote Speaker
Tuesday, June 23rd, 9:00am
8th Annual Conference of
the NanoBusiness Alliance
Scott Livingston, Keynote Speaker
September 8-10, 2009
Chicago Hyatt McCormick Place | Chicago, IL
Livingston Securities, LLC
Business Continuity Plan
Securities industry regulations require that brokerage firms provide clients with their plans for contingency in the event of a business disruption due to natural or other forces. Livingston Securities maintains an extensive Business Continuity Plan on file which considers several circumstances of varying magnitude. The following sets forth the basic considerations for a few possible situations:
- - If our primary physical location and the local network became unavailable, due to any circumstances such as a power outage, internet disruption or lack of physical access to our offices, we would transition our electronic network to operate through its back up location which is located in another state.
- - In the event that our telephone network was unavailable for an extended period of time but we continued to have use of the internet, the firm would post alternate telephone numbers to its website.
- - During a significant business disruption, if our clients are unable to reach us either by telephone or internet and require access to their accounts, they are advised to contact our clearing firm JP Morgan Clearing Corp., at (347) 643-2578 for access to their funds and securities.
Livingston Securities regularly assesses and tests its plan to verify that in the unlikely event it experiences a business disruptions, the firm has taken reasonable steps to address risk, service interruption and limited account access.