
LIVINGSTON SECURITIES Webinar Series on Healthcare & Life Sciences
"Healthcare and Biotech IPOs in 2010-11: Cautious Emergence or False Alarm
July 22, 2010
Please call for details
COMS 2010: Commercialization of Micro- and Nano-Systems Conference
MOSTAFA ANALOUI: Keynote Speaker & Panel Chair
Albuquerque, NM
Aug 29-Sept 2, 2010
No relationship with Livingston Securities LLC
AMERICAN BAR ASSOCIATION
SCOTT LIVINGSTON, Speaker - "New Technologies - Their Role in Renewables' Long Term Future"
American University College of Law
Washington DC
September 21, 2010
No relationship with Livingston Securities LLC
LIVINGSTON SECURITIES
3rd Annual Healthcare Advanced & Nano Technology Conference
Lighthouse Theater, New York NY
September 24, 2010
3RD ANNUAL RENEWBLE ENERGY FINANCE FORUM
SCOTT LIVINGSTON, Speaker-"Public Capital Markets"
Ritz-Carlton Hotel, San Francisco CA
September 29-30, 2010
Existing or prior relationship with Livingston Securities, LLC; Livingston Securities LLC is a current member of ACORE
LIVINGSTON SECURITIES
6th Annual Livingston Nanotechnology Conference
Lighthouse Theater, New York City
December 7 & 8, 2010
Link to PAST EVENTS & SPEAKING ENGAGEMENTS
|
Livingston Securities, LLC
Business Continuity Plan
Securities industry regulations require that brokerage firms provide clients with their plans for contingency in the event of a business disruption due to natural or other forces. Livingston Securities maintains an extensive Business Continuity Plan on file which considers several circumstances of varying magnitude. The following sets forth the basic considerations for a few possible situations:
- - If our primary physical location and the local network became unavailable, due to any circumstances such as a power outage, internet disruption or lack of physical access to our offices, we would transition our electronic network to operate through its back up location which is located in another state.
- - In the event that our telephone network was unavailable for an extended period of time but we continued to have use of the internet, the firm would post alternate telephone numbers to its website.
- - During a significant business disruption, if our clients are unable to reach us either by telephone or internet and require access to their accounts, they are advised to contact our clearing firm JP Morgan Clearing Corp., at (347) 643-2578 for access to their funds and securities.
Livingston Securities regularly assesses and tests its plan to verify that in the unlikely event it experiences a business disruptions, the firm has taken reasonable steps to address risk, service interruption and limited account access.
|