Welcome to the Official Website of Livingston Securities LLC.


  • LIVINGSTON SECURITIES Webinar Series on Healthcare & Life Sciences
    "Healthcare and Biotech IPOs in 2010-11: Cautious Emergence or False Alarm

    July 22, 2010
    Please call for details

  • COMS 2010: Commercialization of Micro- and Nano-Systems Conference MOSTAFA ANALOUI:
    Keynote Speaker & Panel Chair

    Albuquerque, NM
    Aug 29-Sept 2, 2010
    No relationship with Livingston Securities LLC

  • AMERICAN BAR ASSOCIATION
    SCOTT LIVINGSTON, Speaker - "New Technologies - Their Role in Renewables' Long Term Future"

    American University College of Law
    Washington DC
    September 21, 2010
    No relationship with Livingston Securities LLC

  • LIVINGSTON SECURITIES
    3rd Annual Healthcare Advanced & Nano Technology Conference

    Lighthouse Theater, New York NY
    September 24, 2010

  • 3RD ANNUAL RENEWBLE ENERGY FINANCE FORUM
    SCOTT LIVINGSTON, Speaker-"Public Capital Markets"

    Ritz-Carlton Hotel, San Francisco CA
    September 29-30, 2010
    Existing or prior relationship with Livingston Securities, LLC; Livingston Securities LLC is a current member of ACORE

  • LIVINGSTON SECURITIES
    6th Annual Livingston Nanotechnology Conference

    Lighthouse Theater, New York City
    December 7 & 8, 2010

  • Link to PAST EVENTS & SPEAKING ENGAGEMENTS

Livingston Securities, LLC
Business Continuity Plan

Securities industry regulations require that brokerage firms provide clients with their plans for contingency in the event of a business disruption due to natural or other forces. Livingston Securities maintains an extensive Business Continuity Plan on file which considers several circumstances of varying magnitude. The following sets forth the basic considerations for a few possible situations:

  • - If our primary physical location and the local network became unavailable, due to any circumstances such as a power outage, internet disruption or lack of physical access to our offices, we would transition our electronic network to operate through its back up location which is located in another state.
  • - In the event that our telephone network was unavailable for an extended period of time but we continued to have use of the internet, the firm would post alternate telephone numbers to its website.
  • - During a significant business disruption, if our clients are unable to reach us either by telephone or internet and require access to their accounts, they are advised to contact our clearing firm JP Morgan Clearing Corp., at (347) 643-2578 for access to their funds and securities.

Livingston Securities regularly assesses and tests its plan to verify that in the unlikely event it experiences a business disruptions, the firm has taken reasonable steps to address risk, service interruption and limited account access.